Strict registration screening

 

NFA thoroughly screen all businesses and individuals wishing to register with CFTC and NFA as members. Applicants must meet strict audit requirements and must provide fingerprints for the FBI's background survey. In addition, individual applicants must pass a comprehensive capacity test for powerful law enforcement agencies.

 

A strong law enforcement agency

 

NFA has the right to take disciplinary action against any company or individual who violates the rules. These actions range from minor violations, warning letters, rules, formal complaints, and violation of the rules to warrant prosecution. Penalties for complaints include expulsion, suspension for a period of time, prohibition from any member of the association, NFA, criticism, criticism, fines, up to $250000 irregularities. CFTC and NFA often work together to ensure full prosecution by the FBI and other law enforcement agencies. Fully adhere to the rules.. Requirement。 NFA has the right to refuse, revoke, suspend, restrict or condition any person to register.

 

 

 

Fully adhere to the rules

 

NFA has adopted a set of rules covering the business activities of its members, including sales, recording, reporting, disclosure, disclosure, risk free trade cost and minimum capital requirements, the most important is that NFA fulfill its members regularly check the monitoring to comply with the rules. NFA has a sound risk assessment system for quick identification of high-risk enterprises and immediate action. NFA conduct financial monitoring requirements, comply with NFA's financial system requirements, including routine electronic confirmation, customer isolation in banks and other held trust funds.

 

Trade practices and market regulation

 

NFA provides a variety of management services and programs, electronic trading platform to ensure fair treatment of customers and maintain market order.